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公众号:vv匹配局 作者:萧发茂 2023-01-28 23:56作者 | 萧发茂
来源 | 哒哒加速器(ID:EC-MKT)
VGuanFinancialReport|Pacific:Suspendedassetmanagementproductfilingfor3months[VGuanFinancialReport|Pacific:Suspendedassetmanagementproductfilingfor3months]PacificAnnouncement,receivedadecisiononadministrativesupervisionmeasuresfromtheYunnanSecuritiesRegulatoryBureau,thecompanyThe'PacificSecuritiesTranquilityNo.126TargetedAssetManagementPlan'establishedandmanagedinMarch2017didnotcomplywiththerelevantregulationsintermsoftermmatchingandvaluationmethods,andwasnotallowedtoincreasethescaleaccordingtotherequirements,butthecompanystillviolatedtheregulationstoincreasethescaleofthisproduct. 云南证...
VGuan财报|违规新产品规模,太平洋被暂停资管产品备案3个月。云南证监局决定暂停公司资管产品备案3个月。 截图来源:太平洋公告具体来说,太平洋17日收到云南证监局关于行政监管措施的决定。 云南证监局表示,经调查,太平洋证券于2017年3月设立并管理的"太平洋证券宁静126号标的资产管理计划"不符合期限匹配和估值方法。 黄金...
VGuanFinancialReport|Illegalincreaseinproductscale,PacificSecuritiesintendstosuspendassetmanagementproductfilingfor3months.OnDecember28,2022,thecompanyreceivedthe"AdvancedNoticeofAdministrativeSupervisionMeasures"fromtheYunnanRegulatoryBureauoftheChinaSecuritiesRegulatoryCommission".Accordingtothepriornotice,afterinvestigation,PacificSecuritiesCo.,Ltd.hasthefollowingcircumstances:The"PacificSecuritiesTranquilityNo.126TargetedAssetManagementPlan"establishedandmanagedbythecompanyinMarch2017doesnotcomplywiththe"PeaceSecuritiesTranquilityNo.126TargetedAssetManagementPlan"intermsoftermmatchingandvaluationmethods.Aboutregulatingfinance...< /p>
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